Finding Bickel Gold in a
Hill of BeansDouglas A. Berman*
‘‘First, do no harm,’’ is a common aphorism for the medical profession.
If the Supreme Court was judged by this principle, its work
in
Hill v. McDonough1 might lead some to urge revoking the justices’licenses. The Court’s decision to consider Clarence Hill’s challenge
to Florida’s lethal injection protocol resulted in widespread legal
confusion and the disruption of executions nationwide. The Court’s
subsequent ruling in
Hill raised more legal questions than itanswered and ensured that death row defendants would continue
to disrupt scheduled executions by pursuing litigation over lethal
injections protocols.
But, though harmful to the orderly administration of capital punishment,
the Supreme Court’s work in
Hill has its virtues. The Court’sconsideration of Hill’s claims has brought greater (and long needed)
scrutiny to the particulars of lethal injection protocols. And the
narrow ruling in
Hill presents a valuable opportunity for other institutionsto grapple more fully with the difficult issues raised by any
method of state killing.
Consequently,
Hill might be lauded for reflecting Professor AlexanderBickel’s wise insight that the Supreme Court ought sometimes
seek to avoid resolution of certain constitutional claims. Professor
Bickel suggested that the Supreme Court should, in some settings,
avoid definitive resolution of certain constitutional questions to
allow other (more democratic) branches of government to take a
second look at important issues.
2 But, for the Hill decision to produce*William B. Saxbe Designated Professor of Law, Moritz College of Law at the Ohio
State University.
1
126 S. Ct. 2096 (2006).2
See Alexander Bickel, The Least Dangerous Branch 111–98 (1962) (chapter discussingat length ‘‘the passive virtues’’); see also Guido Calabresi, A Common Law for
the Age of Statutes 16–30 (1982) (discussing Bickel’s visions of and suggestions for
constitutional adjudication).
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ATO SUPREME COURT REVIEWa kind of Bickel gold, legislators and executive officials must take
up the Supreme Court’s invitation to start doing a better job regulating
how the state kills.
I. The Long and Winding Road up to
HillA. The Not-So-Modern Development of a Modern Execution Method
The historical evolution of execution methods in the United States
is a fascinating story with many twists and turns.
3 But this dynamicstory turned somewhat monotonous about twenty years ago: starting
in the 1980s, nearly every capital jurisdiction began to move away
from diverse execution techniques—ranging from hanging and firing
squads to the electric chair and the gas chamber—and embraced
lethal injection as a more ‘‘humane’’ method of execution.
4 Almostall of the more than 600 executions carried out over the last decade
have been by lethal injection, and thirty-nine of the forty capital
jurisdictions in the United States now rely on lethal injection as their
primary or sole means of putting condemned defendants to death.
5The nearly uniform embrace of lethal injection might suggest that
this method of execution has been developed and refined to ensure it
is the soundest way to kill a condemned defendant. But, as colorfully
detailed in a recent article in the
Austin American-Statesman, theorigins of lethal injection as an execution method is hardly inspiring:
[Oklahoma] State Rep. Bill Wiseman, a Republican from
Tulsa, suggested that there had to be a better way to execute
3
Professor Deborah Denno has done the most thoughtful and thorough recentwritings about the evolution of execution methods. See, e.g., Deborah W. Denno,
Lethally Humane? The Evolution of Execution Methods in the United States, in
America’s Experiment with Capital Punishment: Reflections on the Past, Present, and
Future of the Ultimate Penal Sanction 693 (James R. Acker et al. eds., 2d ed. 2003);
Deborah W. Denno, When Legislatures Delegate Death: The Troubling Paradox
Behind State Uses of Electrocution and Lethal Injection and What It Says About Us,
63 Ohio St. L.J. 63, 124 (2002).
4
See Human Rights Watch, So Long as They Die: Lethal Injections in the UnitedStates 9–20 (Apr. 2006).
5
See Denno, When Legislatures Delegate Death, supra note 3, at 84–85 and Appendix1; see also John Gibeaut, It’s All in the Execution: Prosecutors Fear Limitless Civil
Rights Complaints Over Lethal Injection Procedures, ABA Journal, Aug. 2006, at 17,
18 (noting that of the ‘‘38 states with the death penalty, 37 use lethal injection, as do
the federal government and the military’’). Nebraska is the one state that still relies
exclusively on the electric chair as its execution method.
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Finding Bickel Gold in a
Hill of Beanscriminals than electrocution, a process that had fallen out of
public favor because it was increasingly viewed as brutal
and violent. Wiseman consulted doctors, who refused to
help, citing their oath to save lives, not take them. He got
the same response from scientists and other medical professionals.
‘‘I muttered to colleagues that it looked as if I would
need to find a veterinarian to tell me how to ‘put down’
condemned prisoners,’’ Wiseman recalled in a 2001 article
in The Christian Century magazine.
Enter A. Jay Chapman, Oklahoma’s state medical examiner,
a doctor who had been responsible for pronouncing inmates
dead after electrocutions in Colorado. Chapman had no pharmacological
training, just an opinion and a willingness to
help. During a meeting with Wiseman, he dictated what was
to become the new national template: ‘‘An intravenous saline
drip shall be started in the prisoner’s arm, into which shall
be introduced a lethal injection consisting of an ultra-shortacting
barbiturate in combination with a chemical paralytic
agent.’’. . . Chapman was quoted as saying in [a recent]
report. ‘‘I didn’t do any research. . . . It’s just common knowledge.
Doctors know potassium chloride is lethal.’’
6The widespread affinity for lethal injection appears even more
troubling given how execution protocols have been adopted and
implemented throughout the United States. A recent report from
Human Rights Watch has this disturbing summary of the development
and application of lethal injection procedures:
The three-drug sequence was developed in 1977 by an Oklahoma
medical examiner who had no expertise in pharmacology
or anesthesia and who did no research to develop any
expertise. Oklahoma’s three-drug protocol was copied by
Texas, which in 1982 was the first state to execute a man by
lethal injection. Texas’s sequence was subsequently copied by
almost all other states that allow lethal injection executions.
Drawing on its own research and that of others, Human
Rights Watch has found no evidence that any state seriously
investigated whether other drugs or administration methods
would be ‘‘more humane’’ than the protocol it adopted.
6
See Mike Ward, Death Penalty’s Drug Cocktail Rooted in Texas: Other StatesAdopted Method Chosen with Little Scientific Basis, Austin American-Statesman,
May 28, 2006, available at www.statesman.com/news/content/news/stories/local/
05/28execute.html.
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ATO SUPREME COURT REVIEWCorrections agencies continue to display a remarkable lack of
due diligence with regard to ascertaining the most ‘‘humane’’
way to kill their prisoners. Even when permitted by statute
to consider other drug options, they have not revised their
choice of lethal drugs, despite new developments in and
knowledge about anesthesia and lethal chemical agents. They
continue to use medically unsound procedures to administer
the drugs. They have not adopted procedures to make sure
the prisoner is in fact deeply unconscious from the anesthesia
before the paralyzing second and painful third drugs are
administered.
7Writing in a similar vein, Professor Deborah Denno has spotlighted
problems with execution procedures attributable to ‘‘vague
lethal injection statutes, uninformed prison personnel, and skeletal
or inaccurate lethal injection protocols. When some state protocols
provide details, such as the amount and type of chemicals that
executioners inject, they often reveal striking errors, omissions, and
ignorance about the procedure.’’
8B. New Scrutiny of Lethal Injection Protocols and a Surprising Grant
As lethal injection became the prevailing method of execution,
some commentators questioned the purported humaneness of the
standard three-drug protocols,
9 and some death row defendantsraised a variety of (unsuccessful) legal challenges to these protocols
in state and federal courts.
10 But a 2005 article in the British medicaljournal
The Lancet invigorated new public and constitutional scrutinyof lethal injection as a method of execution.
The Lancet article, whichreported the results of the postmortem analysis of executed prisoners,
reached this conclusion:
7
See Human Rights Watch, supra note 4, at 2.8
See Deborah Denno, Death Bed, 124 TriQuarterly J. 141, 144 (2006); see also Denno,When Legislatures Delegate Death,
supra note 3, at 105–28 (arguing that lethal injectionas a method of execution violates the Eighth Amendment’s prohibition of cruel and
unusual punishments).
9
See Adam Liptak, Critics Say Execution Drug May Hide Suffering, N.Y. Times,Oct. 7, 2003, at A1; Amnesty International, Lethal Injection: The Medical Technology
of Execution (Jan. 1998), at http://web.amnesty.org/library/Index/ENGAC
T500011998?open&ofENG-TWN#LAB (last checked August 15, 2006).
10
See Denno, When Legislatures Delegate Death, supra note 3, at 100–05 (detailssome of the unsuccessful challenges to lethal injection protocols up through 2002).
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Finding Bickel Gold in a
Hill of BeansFailures in protocol design, implementation, monitoring and
review might have led to the unnecessary suffering of at
least some of those executed. Because participation of doctors
in protocol design or execution is ethically prohibited, adequate
anesthesia cannot be certain. Therefore, to prevent
unnecessary cruelty and suffering, cessation and public
review of lethal injection is warranted.
11The Lancet
article received considerable media attention andbecame the focal point for new court challenges by death row defendants.
Defendants due to be executed by lethal injection asserted
that
The Lancet article provided new and compelling evidence thatthe standard three-drug lethal injection protocol violated the Eighth
Amendment’s prohibition of cruel and unusual punishment.
Throughout 2005, however, lower state and federal courts continued
to reject death row defendants’ assertions of constitutional flaws in
lethal injection protocols.
12As his execution date approached, Clarence Hill was just another
death row prisoner having little success arguing that the standard
lethal injection protocol was unconstitutional. Convicted and sentenced
to die in the 1980s, Hill had challenged his death sentence
on various grounds in state and federal court for over two decades.
After a November 2005 death warrant finally scheduled his execution
for January 24, 2006, Hill filed another state motion for postconviction
relief that, inter alia, cited
The Lancet article and demandedpublic records concerning Florida’s lethal injection procedures. On
January 17, 2006, a week before Hill’s scheduled execution date,
Hill’s state lawsuit was resolved when the Florida Supreme Court
ruled that
The Lancet study was insufficient to justify reconsideringits prior decision that Florida’s lethal injection protocol was constitutionally
sound.
1311
G. K. Leonidas, et al., Inadequate Anesthesia in Lethal Injection for Execution,The Lancet, Vol. 365 (9468), April 16, 2005, at 1412.
12
See, e.g., Bieghler v. State, 839 N.E.2d 691 (Ind. 2005); Abdur’Rahman v. Bredesen,181 S.W.3d 292 (Tenn. 2005); Baze v. Rees, No. 04-CI-01094 (Ky. Cir. Ct. July 8, 2005);
Brown v. Crawford, 408 F.3d 1027 (8th Cir. 2005).
13
Hill v. Florida, 921 So. 2d 579 (Fla. 2006) (relying heavily upon Sims v. State, 754So. 2d 657 (Fla. 2000)). Notably, Justice Anstead authored a partial dissent in
Hill v.Florida
explaining why he believed The Lancet article justified providing Hill with anevidentiary hearing in the trial court to explore more fully the soundness of Florida’s
lethal injection procedures.
Id. at 586–87 (Anstead, J., concurring in part and dissentingin part).
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ATO SUPREME COURT REVIEWAfter his lack of success in the state courts, and with his scheduled
execution date only days away, Hill brought his claims to federal
court by filing a civil rights action under 42 U.S.C. § 1983. The district
court concluded that Hill’s action was procedurally barred as a
successive habeas petition, and the Eleventh Circuit affirmed that
ruling in a decision rendered only hours before Hill was scheduled
to be executed.
14 Significantly, both the district court and the EleventhCircuit rejected Hill’s attempt to bring his claim as a section 1983
action by relying heavily on a 2004 ruling by the Eleventh Circuit,
15even though the Supreme Court had subsequently ruled in
Nelsonv. Campbell
16 that section 1983 actions could be used for challengingsome aspects of lethal injection protocols.
Because Hill’s arguments in lower courts had failed, and because
the Supreme Court in the past had regularly denied review in cases
challenging lethal injection protocols, Florida officials began the
state’s execution process soon after the Eleventh Circuit rejected
Hill’s appeal. At roughly 6 p.m. on January 24, 2006, Hill was
strapped to a gurney and IV lines were run into his arms as the
execution team awaited the expected denial of Hill’s appeal to the
Supreme Court. Hill was required to lay on the gurney for an hour
anticipating his execution while everyone wondered why final word
was slow to come from the Supreme Court.
17Finally, Justice Anthony Kennedy, acting on behalf of the Court,
issued a stay to allow the Supreme Court more time to consider
Hill’s claims. Initial word about Hill’s case hinted that the Court
might be interested in the merits of his Eighth Amendment challenge
to Florida’s lethal injection protocol. But it subsequently became
clear that the Court granted certiorari only to address the procedural
question of whether Hill should have been permitted to pursue a
section 1983 claim to challenge Florida’s execution methods even
after he had exhausted his habeas rights.
1814
See Hill v. Crosby, 437 F.3d 1084 (11th Cir. 2006).15
See id. at 1084–85 (discussing reliance on Robinson v. Crosby, 358 F.3d 1281 (11thCir. 2004)).
16
541 U.S. 637 (2004).17
See Tamara Lytle & John Kennedy, Top Court Halts Killer’s Execution, OrlandoSentinel, Jan. 26, 2006, at A1.
18
See Lyle Denniston, Court to Hear Florida Death Penalty Case, SCOTUSblog (Jan.25, 2006), at http://www.scotusblog.com/movabletype/archives/2006/01/court to
hear f.html.
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Finding Bickel Gold in a
Hill of BeansC. Questions and Confusion Following the Grant in
HillIt was hard to understand why the Supreme Court granted certiorari
and full argument in the
Hill case on only the narrow questionof whether a section 1983 action could be used to challenge the
constitutionality of a method of execution. The Court’s unanimous
2004 ruling in
Nelson v. Campbell19 seemed to clarify that a challengeto the constitutionality of an execution method could be brought as
a section 1983 action. Of course, lower federal courts had rebuffed
Hill’s efforts to challenge Florida’s execution protocol via a section
1983 action, but the Eleventh Circuit’s ruling did not mention
Nelsonand relied heavily on a pre-
Nelson circuit precedent. The SupremeCourt certainly had reason to be troubled by the Eleventh Circuit’s
failure to address
Nelson, but some form of summary reversal andremand, citing
Nelson, would have been sufficient to ensure Hill’sclaim was considered on the merits below.
By choosing to grant certiorari and schedule argument in
Hill, theSupreme Court created extraordinary uncertainty about the constitutionality
of a standard execution method used by nearly every capital
jurisdiction in the country. The unique attention given to Hill’s
seemingly routine case suggested that the justices, perhaps troubled
by the article in
The Lancet and accounts of botched executions, hadconcluded that standard lethal injection protocols were constitutionally
problematic. After all, if Hill’s substantive constitutional claim
was sure to be unavailing on the merits—as lower courts nationwide
had repeatedly concluded—why would the Supreme Court be
unduly concerned that Hill’s claim was rejected in the proper procedural
posture? It was hard to understand why the Supreme Court,
with its limited time and docket, would care about the procedural
issues in
Hill unless some justices saw merit in his substantive constitutionalattack on Florida’s lethal injection protocol.
Though the Supreme Court’s approach to
Hill may have beenpuzzling, the consequences of the certiorari grant quickly became
clear. First, the Supreme Court’s grant in
Hill, together with a relatedstay entered in another Florida capital case, produced a de facto
moratorium on executions in Florida: Governor Jeb Bush announced
19
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ATO SUPREME COURT REVIEWthat the Court’s actions would keep him from signing any more
death warrants until these lethal injection challenges were resolved.
20Second, the Court’s work in
Hill had a profound nationwide rippleeffect on lethal injection litigation and on state efforts to carry out
scheduled executions. Richard Dieter, the executive director of the
Death Penalty Information Center, observed after the Supreme Court
granted certiorari in
Hill that any lawyer representing a defendanton death row should be ‘‘filing something just like Clarence Hill as
we speak.’’
21 And many lower courts around the nation respondedquickly and dynamically to new filings from death row prisoners
facing execution.
22 In February, the Eighth Circuit stayed a scheduledMissouri execution to allow more time for a lethal injection challenge.
23
In California, a federal district judge ordered revisions to thestate’s lethal injection process, and an execution had to be postponed
indefinitely because California could not find doctors willing to
assist with the execution.
24 In Ohio and Delaware, federal district20
See Alex Leary & Chris Tisch, Bush: Death Warrants on Hold, St. PetersburgTimes, Feb. 2, 2006, at 5B.
21
See Phil Long & Lesley Clark, Supreme Court Halts Execution, Agrees to ExamineCivil Rights Claim, Knight Ridder Newspapers, Jan. 25, 2006, available at www.
fadp.org/news/ts-20060125 (last checked August 15, 2006).
22
A complete account of all the lethal injection litigation that followed the Hill grantcould fill many volumes. The Death Penalty Information Center has chronicled most of
the major highlights on a special section of its website. See Death Penalty Information
Center, Special Webpage on Lethal Injections, at http://www.deathpenaltyinfo.org/
article.php?did1686&scid64 (last visited Aug. 14, 2006) [hereinafter DPIC Lethal
Injections Page]. In addition, the Death Penalty Clinic at the University of California
Boalt Hall School of Law has maintained a web page entitled ‘‘Resources Regarding
Challenges to Lethal Injection’’ at https://www.law.berkeley.edu/clinics/dpclinic/
resources.html, which includes a state-by-state collection of materials relating to
recent lethal injection litigation.
23
See Taylor v. Crawford, 445 F.3d 1095, 1097–98 (8th Cir. 2006). The Missourilitigation has continued through and after the Supreme Court decided
Hill, and theDistrict Court for the Western District of Missouri recently ordered a halt to all
executions in the state until the state significantly modified its execution procedures.
See Mike Nixon, Execution Ruling Sets up Change in Missouri’s Future, Daily Record
(Kansas City, Mo.), July 11, 2006, available at http://findarticles.com/p/articles/
mi qn4181/is 20060711/ai n16527562.
24
Litigation over exactly how California needs to change its execution protocol isstill on-going. See Order Reflecting Stipulation of Parties to Continue Hearing to
September, in Morales v. Woodard, No. 5:06-cv-00219-JF (N.D. Cal. Apr. 27, 2006),
available at https://www.law.berkeley.edu/clinics/dpclinic/Lethal%20Injection%
20Documents/California/Morales/Morales%20Dist%20Ct/Order%20to%20Continue.
pdf (last checked August 15, 2006).
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Finding Bickel Gold in a
Hill of Beansjudges stayed executions scheduled for April and May based on
challenges to the lethal injection process in these states.
25 Federalexecution plans were also disrupted by the
Hill litigation: a federaldistrict judge barred the Federal Bureau of Prisons from executing
three defendants scheduled to be executed in May as a result of
their challenges to the federal system’s lethal injection process.
26But while court actions delayed or fully blocked scheduled executions
in many jurisdictions, other states moved forward with lethal
injections while
Hill was pending before the Supreme Court. InNorth Carolina, a federal judge ordered monitoring of the state’s
lethal injection process by medically trained personnel, and the state
completed a scheduled execution in April after arranging for a doctor
to monitor a machine indicating the defendant’s degree of consciousness
during the lethal injection process.
27 Similarly, legal challengesbrought by many defendants did not block executions in the three
states that have historically made the greatest use of the death penalty.
Texas, Oklahoma, and Virginia collectively carried out more
than a dozen executions using standard lethal injection protocols
while
Hill was pending before the Supreme Court.28 Many defendantsexecuted while
Hill was pending appealed their cases to theSupreme Court, but the justices repeatedly refused to intervene without
giving any explanation for granting or upholding stays in some
cases and denying stays in others.
Judge Boyce Martin, commenting in one of many cases subject to
last-minute litigation over lethal injection protocols while the
Hillcase was pending,
29 summarized the legal mess that Hill helpedcreate:
25
See DPIC Lethal Injections Page, supra note 22.26
Id.27
See Brown v. Beck, No. 5:06-CT-3018-H (E.D.N.C. Apr. 17, 2006); see also PatrickO’Neill, Execution As Science Experiment, The Independent (Raleigh, NC), Apr. 26,
2006, at www.indyweek.com/gyrobase/Archive?authoroid%3A13853 (last checked
August 15, 2006).
28
See DPIC Lethal Injections Page, supra note 22. Notably, in mid-May, the TexasCourt of Criminal Appeals stayed one execution because of the defendant’s challenge
to the lethal injection process, but that stay was lifted only two days later. See Pamela
A. MacLean, Lethal Injection Stays Inconsistent in U.S., The Legal Intelligencer, May
23, 2006, at 4.
29
Alley v. Little, No. 3:06-0340, 2006WL1454740 (M.D. Tenn. May 11, 2006), vacated,2006 WL 1313365 (6th Cir. May 12, 2006), reh’g en banc denied, 447 F.3d 976 (6th
Cir. 2006).
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ATO SUPREME COURT REVIEW[T]he dysfunctional patchwork of stays and executions going
on in this country further undermines the various states’
effectiveness and ability to properly carry out death sentences.
We are currently operating under a system wherein
condemned inmates are bringing nearly identical challenges
to the lethal injection procedure. In some instances stays are
granted, while in others they are not and the defendants are
executed, with no principled distinction to justify such a
result. This adds another arbitrary factor into the equation
of death and thus far, there has been no logic behind the
Supreme Court’s decision as to who lives and who dies. . . .
No doubt the march toward death is powerful. Currently,
however, the march is anything but orderly. The current
administration of the death penalty in light of the pending
decision of
Hill is more like a march in dozens of differentdirections. . . . The arbitrariness of death penalty administration
is not ameliorated by the fact that
Hill involves . . . ‘‘aprocedural matter.’’ Rather, administration of the death penalty
can only be made more arbitrary by the possibility that
after
Hill, some current death row inmates may be able toshow in court that the practice of lethal injection violates
the Eighth Amendment’s prohibition of cruel and unusual
punishment, while other currently similarly situated inmates
will have already been put to death through a method
deemed to violate the Constitution. . . .
30II. A Ruling Not Worth a
Hill of Beans?A. A Dynamic Oral Argument Followed by a Bland Ruling
The Supreme Court heard full argument in
Hill in late April. Thequestions at oral argument suggested the justices were interested in
exploring the basic soundness of standard lethal injection protocols.
Questioning of counsel was not confined to the narrow procedural
issue raised in the case; the justices asked broad questions about the
Eighth Amendment and different execution methods.
31 For example,Justice Scalia asked Hill’s counsel whether the Eighth Amendment
30
Alley v. Little, 447 F.3d 976, 977–78 (6th Cir. 2006) (Martin, J., dissenting fromthe denial of rehearing en banc).
31
See generally Transcript of Oral Argument, Hill v. McDonough, 126 S. Ct. 2096(2006) (No. 05-8794), (Apr. 26, 2006), available at http://www.supremecourtus.gov/
oral arguments/argument transcripts/05-8794.pdf.
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Finding Bickel Gold in a
Hill of Beansrequires a painless execution,
32 and Justice Stevens asked the state’scounsel why Florida’s legislature regulated how pets are euthanized
but did not regulate lethal injection protocols.
33 In a summary of theHill
argument, reporter Linda Greenhouse made this astuteobservation:
Although the question before the court was the procedural
one of how a challenge to lethal injection can be raised by
a death row inmate who has exhausted the normal course
of appeals, the intense argument showed that it was not easy
to separate procedure from substance, at least with phrases
like ‘‘excruciating pain’’ hanging in the courtroom air.
34In short, oral argument raised the prospect that fundamental issues
surrounding the constitutionality of standard lethal injections protocols
might be addressed in
Hill. But the Court’s oral argument barkproved more compelling than its ruling’s bite.
On June 12, 2006, the Supreme Court overruled the Eleventh Circuit
Court of Appeals and allowed Hill to proceed with his civil
rights challenge to Florida’s lethal injection process.
35 Despite the‘‘intense’’ oral argument covering lots of ground, Justice Kennedy’s
opinion for the unanimous Court disposed of the case as a straightforward
application of prior precedent. The Court’s milquetoast
opinion starts by stating that ‘‘Hill’s suit . . . is comparable in its
essentials to the action the Court allowed to proceed under § 1983
in
Nelson.’’36 Then, after a laborious review of the procedural historyin
Hill and the Court’s prior work in Nelson, the opinion simplyreiterates that challenges to execution protocols can be brought as
section 1983 actions: ‘‘In the case before us we conclude that Hill’s
§ 1983 action is controlled by the holding in
Nelson. Here, as inNelson
, Hill’s action if successful would not necessarily prevent theState from executing him by lethal injection.’’
3732
Id. at 13.33
Id. at 36–37.34
See Linda Greenhouse, Supreme Court Hears Case Involving Lethal Injection,N.Y. Times, Apr. 27, 2006, at A18.
35
Hill v. McDonough, 126 S. Ct. 2096 (2006).36
Id. at 2100.37
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ATO SUPREME COURT REVIEWAfter narrowly resolving the merits, the Court briefly addresses
prosecutors’ concern that lethal injection litigation brought through
section 1983 actions could be used as a tactic to delay executions.
Here is part of the Court’s response to the practical problems raised
by its ruling in
Hill:Filing an action that can proceed under § 1983 does not entitle
the complainant to an order staying an execution as a matter
of course. Both the State and the victims of crime have an
important interest in the timely enforcement of a sentence.
Our conclusions today do not diminish that interest, nor do
they deprive federal courts of the means to protect it.
We state again, as we did in
Nelson, that a stay of executionis an equitable remedy. It is not available as a matter of right,
and equity must be sensitive to the State’s strong interest in
enforcing its criminal judgments without undue interference
from the federal courts. . . .
After
Nelson a number of federal courts have invoked theirequitable powers to dismiss suits they saw as speculative or
filed too late in the day. Although the particular determinations
made in those cases are not before us, we recognize
that the problem they address is significant. Repetitive or
piecemeal litigation presumably would raise similar concerns.
The federal courts can and should protect States from
dilatory or speculative suits, but it is not necessary to reject
Nelson
to do so.The equities and the merits of Hill’s underlying action are
also not before us. We reverse the judgment of the Court
of Appeals and remand the case for further proceedings
consistent with this opinion.
38B. Questions and Continued Litigation
With due respect to the Supreme Court, its work in
Hill is morelikely to infuriate capital litigators than to illuminate future lethal
injection litigation.
Hill authorized any and every death row prisonerto challenge applicable execution protocols in federal court through
section 1983 actions. But
Hill provided no guidance whatsoeverregarding how the merits of these actions should be examined. In
38
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Finding Bickel Gold in a
Hill of Beansaddition, the Court did not address the potentially complicated interplay
of lethal injection challenges brought as section 1983 actions
and those brought in state court or in federal habeas actions. As one
report on
Hill observed:The justices granted perhaps thousands of death row inmates
a significant new avenue for collateral appeal considerably
less restrictive than the usual petition for a writ of habeas
corpus. . . . But the justices also left the lower courts with
precious little guidance on how to determine which section
1983 cases to hear and which ones to send packing. . . . By
extending the possibility of a civil rights suit to routine procedures,
such as the one at issue in
Hill, the court in effectinvited nearly all the nation’s 3,370 death row inmates to vie
for another day in court.
39Though
Hill briefly spoke to some practical concerns surroundinglast-minute lethal injection claims, the Court’s magniloquent discussion
is somewhat maddening given the Court’s own work in
Hill.If, as the
Hill Court says, ‘‘[b]oth the State and the victims of crimehave an important interest in the timely enforcement of a sentence,’’
why did the Supreme Court take nearly five months to issue an
opinion that does little more than reaffirm a recent precedent? And
if ‘‘[r]epetitive or piecemeal litigation’’ impacts this ‘‘important interest,’’
shouldn’t the Supreme Court have just taken up the ‘‘equities
and the merits of Hill’s underlying action’’?
In short,
Hill presents itself as a cautious opinion, but the SupremeCourt’s approach to
Hill and other lethal injection litigation hasdisplayed a kind of recklessness concerning how lower courts would
have to decipher and respond to the Court’s opaque work. By taking
up
Hill, the Court ensured that constitutional uncertainty wouldenvelop standard lethal injection protocols; by delivering a narrow
opinion, the Court provided little help for lower courts caught up
in tumultuous litigation over these protocols. There are many confounding
substantive and procedural issues on the other side of
Hill;lower courts must sort through these critical issues:
(1) What are the appropriate standards for examining and adjudicating
an Eighth Amendment claim lodged against a particular
execution method?
39
John Gibeaut, More Inmates Likely to Contest Lethal Injection, ABA Journal EReport,June 16, 2006, at http://www.abanet.org/journal/ereport/jn16inject.html.
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ATO SUPREME COURT REVIEW(2) How should a section 1983 action challenging an execution
method take account of prior challenges brought in state court
or in a federal habeas action?
(3) Should a federal habeas court decline to consider challenges
to standard execution methods now that such claims can be
regularly brought as section 1983 actions?
(4) Is
The Lancet article, which only suggests a risk of a painfuldeath, sufficient evidence to make out an Eighth Amendment
claim against standard lethal injection protocols?
(5) What obligations might a state have under the Eighth Amendment
to improve its execution method or to investigate and
utilize more humane methods of execution?
(6) When exactly can and should a death row defendant bring a
section 1983 action against a lethal injection protocol, and what
particular considerations should influence whether a stay is
justified?
In light of these and other questions raised, but not resolved, by
the Court’s work in
Hill, it is not surprising that litigation over lethalinjection protocols has continued. And, as was true during
Hill’spendency, the results of this litigation vary state by state, case by
case. A few weeks after
Hill was decided, a federal judge in Arkansasgranted a stay of execution and a preliminary injunction to allow
further investigation into the constitutionality of the state’s execution
protocol.
40 But only days earlier, Oklahoma’s highest criminal courtunanimously declared that state’s standard lethal injection protocol
to be constitutionally sound.
41 Tellingly, Hill did not significantlyimpact these lethal injection cases, and
Hill did not promote greater40
See DPIC Lethal Injections Page, supra note 22.41
Malicoat v. Oklahoma, 137 P.3d 1234 (Okla. 2006). In the final paragraph of aseparate opinion, Judge Lumpkin in
Malicoat expressed what might be a commonsentiment concerning lethal injection challenges by death row defendants: ‘‘I find
Appellant’s request to be spared the imposition of his legally imposed punishment
because it might cause him to suffer or experience pain unpersuasive (and rather
ironic) as his murderous acts have been the cause of the ultimate pain and suffering
for the victim and her family.’’
Id. at 1239–40 (Lumpkin, J., concurring in part anddissenting in part).
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Finding Bickel Gold in a
Hill of Beansorder or consensus concerning how lethal injection claims were being
brought and resolved nationwide.
42III. Finding Bickel Gold in a
Hill of Beans?As lethal injection litigation continues to roil state execution efforts
and embroil federal courts, it is easy to be critical and cynical about
the Court’s work in
Hill. The justices clearly recognized the broaderissues at stake in
Hill, but the Court’s ruling revealed an eagernessto dodge the toughest questions raised by constitutional challenges
to standard lethal injection protocols.
43 After Hill, lethal injectionlitigation remains chaotic, confused, and convoluted, and the
Supreme Court arguably did more harm than good in
Hill. Proponentsof capital punishment have to be troubled that
Hill initiallyinspired, and then did not help resolve, litigation-driven de facto
moratoriums on executions now in place in numerous states. Opponents
of capital punishment have to be troubled that
Hill did notrequire Texas and some other active death penalty states to review
their lethal injection protocols as they move forward with executions.
Moreover, anyone genuinely interested in federalism, or sentencing
consistency, or orderly government has to find the frantic, patchwork
litigation still taking place nationwide after
Hill—which necessarilyinvolves the stressful and inefficient expenditure of the time and
energies of lower courts and lots of lawyers—unseemly and counterproductive
to the sound operation of criminal justice systems.
But Professor Debby Denno, a leading expert on lethal injection
protocols and execution methods generally, has suggested reasons
to be more positive about
Hill:First, it’s unanimous (and the oral arguments gave some
suggestion that it wouldn’t be unanimous if it was favorably
42
See DPIC Lethal Injections Page, supra note 22; see also John Gibeaut, It’s All inthe Execution,
supra note 5, ABA Journal, August 2006, at 17 (noting prosecutorialconcerns that
Hill fails to provide any ‘‘significant guidance on how trial courtscan stop litigation that could continue forever by allowing inmates to refocus their
complaints every time a state changes its execution protocol’’).
43
In addition, while Hill was pending, the Supreme Court denied certiorari in acase coming from Tennessee,
Abdur’Rahman v. Bredesen, which presented directlyquestions concerning the constitutionality of standard lethal injection protocols. See
Warren Richey, At High Court, No Rush to Resolve Conflicts over Lethal Injection,
Christian Science Monitor, May 22, 2006, at 2.
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ATO SUPREME COURT REVIEWdecided and even indicated that the case might not be affirmatively
decided). Second, . . . section 1983 doesn’t require
inmates to jump through as many procedural hoops and has
a potentially richer field of case law for them to draw upon
in their arguments. Next, the issue raised in
Hill is broaderthan that raised in
Nelson. Nelson concerned a 1983 challengeof a cut down procedure based in part on Nelson’s own
deteriorating veins. Cut down procedures were rare in 2004
and they are even rarer now. But the use of chemicals prompting
Hill’s challenge is generic to every lethal injection in the
country; in other words, every state uses the same three
chemicals that Hill challenged and there was no mention
of Hill’s particular anatomical limitations (nor were they
relevant). While the Court did not address head on the substantive
aspects of lethal injection, it does mention the fact
that Hill’s challenge concerns ‘‘a foreseeable risk of gratuitous
and unnecessary pain.’’ If the Court thought the issue
were totally frivolous, the case wouldn’t have garnered
their attention.
I think
Hill validates the lethal injection issue and clarifiesits importance both to attorneys and to courts. It sends a
message that departments of corrections ([DOC]) are going
to continue to be scrutinized and perhaps spotlighted more
than in the past. Incrementally, the [DOC]’s are being pressured
to alter their protocols or to switch to another method.
While in the grand scheme of things this movement today
may not seem like a big deal, I think it’s useful to remember
that the Court has directed more attention to lethal injection
in the last two years than it has to any other method of
execution in the last 110 years. Put in context, seemingly
small steps are magnified.
44Though Professor Denno’s initial points about
Hill might only pleasedeath penalty opponents, her final insights spotlight the jurisprudential
gold that might be found buried in
Hill. As Professor Dennosuggests, the Supreme Court’s new attentiveness to execution methods
sends a powerful message to all death penalty jurisdictions—
namely that, through section 1983 actions, federal courts can and
44
See Posting of Douglas A. Berman, Sentencing Law and Policy Blog, Insights onHill from THE Expert (June 12, 2006), at http://sentencing.typepad.com/sentencing
law and policy/2006/06/insights on hil.html (quoting e-mail from Deborah
Denno).
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Finding Bickel Gold in a
Hill of Beanswill be independently scrutinizing execution protocols and thereby
shining light on death penalty procedures long shrouded in secrecy.
As detailed in Part I above, the development and administration
of lethal injection protocols have often been haphazard and sloppy.
Internal state reviews of standard lethal injection protocols have
often been non-existent or perfunctory. Valuably, the Supreme
Court’s decision to hear the
Hill case led to lethal injection protocolsreceiving much greater (and long needed) scrutiny not only from
lower courts, but also from public policy groups and the media.
And the
Hill decision did confirm that challenges to standard lethalinjection procedures could be brought through section 1983 actions,
which essentially ensures that every capital jurisdiction’s execution
methods will continue to be put under the microscope.
Moreover, and perhaps even more valuably, the narrow ruling in
Hill
presents other institutions with an important new opportunityto confront directly the difficult issues raised by any execution
method. The particulars of any process of state killing necessarily
implicate complicated medical issues and intricate administrative
concerns. Courts presented with constitutional challenges to particular
execution methods—especially in last-minute litigation brought
by prisoners with swiftly approaching execution dates—are not well
suited to sorting through alternative execution technologies, debatable
medical evidence, and the administrative issues that states face
in carrying out scheduled executions. Though federal courts may
effectively play a watch-dog role ensuring that unreasonable execution
methods are not utilized, it is unwise and unseemly for individual
federal district judges to be tasked with developing detailed
regulations to govern state execution procedures. The Supreme
Court’s circumscribed work in
Hill perhaps reveals that the justicesfelt that particular revisions and improvements to lethal injection
protocols should be pioneered by other, more democratically responsive
and accountable branches of government.
In short, a nugget of gold to be found in
Hill flows from itseffectuation of Professor Alexander Bickel’s recommendation that
the Supreme Court sometimes resist broad constitutional rulings.
Bickel proposed that the Supreme Court sometimes avoid definitive
resolution of contentious constitutional questions in order to allow
other (more democratic) branches of government to take a second
look at important issues. Bickel suggested that the Supreme Court,
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ATO SUPREME COURT REVIEWby utilizing various decision-avoiding techniques, could avoid premature
resolutions of critical issues that would benefit from further
exploration by the political branches of government and by the
public at large.
45 Writing in a similar vein, Professor Cass Sunsteinhas more recently touted ‘‘decisional minimalism’’—judicial efforts
to keep judgments ‘‘shallow and narrow’’—as a means to foster
democratic processes.
46 Sunstein has suggested that minimalist adjudicationby the Supreme Court is ‘‘democracy-forcing’’ and thus
valuable as a means to ‘‘leave open the most fundamental and difficult
constitutional questions [and] also . . . promote democratic
accountability and democratic deliberation.’’
47As detailed above, the Court’s narrow ruling in
Hill has enabledand essentially invited other governmental branches to give more
focused attention to the legal, policy, and practical issues surrounding
lethal injection protocols. Rather than begin micromanaging execution
protocols, the Supreme Court in
Hill has encouraged otherlegal institutions to respond to identified problems in a way that
might entirely eliminate the need for a contentious constitutional
decision or should at least help frame the constitutional issue in
more precise terms.
Encouragingly, corrections officials in a few states have started to
rise to the challenge that remains on the other side of
Hill. Only afew weeks after
Hill, Ohio prison officials announced changes in thestate’s lethal injection process,
48 and corrections officials in otherstates have also responded to lethal injection litigation by proposing
45
Professor Bickel’s most famous first account of his vision of the ‘‘passive virtues’’that the Supreme Court should utilize was in a 1961 article in the
Harvard Law Review.See Alexander M. Bickel, The Supreme Court, 1960 Term—Foreword: The Passive
Virtues, 75 Harv. L. Rev. 40 (1960). Professor Bickel expanded his ideas into a book
the following year. See Bickel,
supra note 2.46
See Cass R. Sunstein, One Case At a Time: Judicial Minimalism on the SupremeCourt 3–4 (1999); Cass R. Sunstein, The Supreme Court, 1995 Term—Foreword:
Leaving Things Undecided, 110 Harv. L. Rev. 6, 6–7 (1996).
47
Sunstein, Leaving Things Undecided, supra note 46, at 6.48
See Alan Johnson, Ohio Changing Lethal Injection Process, Columbus Dispatch,June 28, 2006. Though on-going lethal injection litigation surely played a role in
Ohio’s changes to its lethal injection protocol, another contributing factor was the
problems that delayed the May execution of a condemned prisoner for more than
an hour as prison officials scrambled to find a suitable vein for completing the lethal
injection process. See
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Finding Bickel Gold in a
Hill of Beansalterations in their lethal injection programs.
49 Though these changesmay only be motivated by a desire to avoid or thwart constitutional
litigation, they still represent a positive first step toward a sounder
approach to the administration of capital punishment.
But, disconcertingly, a central institutional player in our nation’s
systems of government has not yet gotten involved. Despite headline-
making lethal injection litigation raging in numerous states, not
a single state legislature has even conducted hearings on standard
lethal injection protocols to explore whether sounder execution
methods might be developed. Legislatures could—and, in my view,
should—at the very least hold public hearings to examine the range
of medical and administrative issues raised by lethal injection protocols.
Conflicting and evolving medical evidence about lethal injection
protocols is being presented in federal district courts around
the country, and individual federal judges are being asked to assess
whether complicated procedures are medically and practically
sound. In some instances, federal judges feel compelled to issue
detailed regulations that a state must follow to proceed with executions.
In a country committed to democratic rule, these life-anddeath
judgments ought to be carefully considered in the first instance
by legislatures, not by individual judges.
As Justice Stevens noted during the
Hill oral argument, manystates have legislatively regulated how animals can be killed. It is
odd and disconcerting that the killing of humans does not get at least
an equal measure of legislative attention. The legislative inaction is
especially disappointing because an improved execution process
appears achievable. A recent
New York Times article reports that‘‘medical experts say the current method of lethal injection could
easily be changed to make suffering less likely.’’
50 Yet, as that articlefurther notes, even though ‘‘[s]witching to an injection method with
less potential to cause pain could undercut many of the lawsuits,
49
See Tom McNichol, Why the Reputations of ‘‘Humane’’ Execution Methods KeepDying Out, San Francisco Chronicle, June 18, 2006, available at www.sfgate.com/
cgi-bin/article.cgi?file/chronicle/archive/2006/06/18/INGAUJDQMS1.DTL (noting
that ‘‘California has proposed altering its three-drug lethal injection protocol . . .
to ensure [a condemned prisoner] isn’t conscious when the paralyzing and heartstopping
drugs are injected’’).
50
Denise Grady, Doctors See Way to Cut Suffering in Executions, N.Y. Times, June23, 2006, at A1.
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ATO SUPREME COURT REVIEW. . . so far, in this chapter of the nation’s long and tangled history
with the death penalty, no state has moved to alter its lethal injection
protocol.’’
51Though one can surely fault state legislatures for failing to investigate
and better regulate execution protocols, the (non)actions of our
nation’s legislature also deserves criticism. The national significance
of disrupted state capital justice is arguably of great moment. Especially
if one credits evidence that the death penalty deters—and
recall that President Bush and other death penalty supporters in
Congress have long justified an affinity for capital punishment by
claiming the death penalty ‘‘saves lives’’—a major disruption in the
administration of the death penalty could put the innocent lives
of potential murder victims at risk. Beyond deterrence concerns,
uncertainty surrounding scheduled executions dramatically affects
the personal fate of death row defendants and the emotional state
of the family members of both murder victims and those scheduled
to be executed.
But while many lives hang in the balance, Congress has not even
begun to explore what it might be able to do to address the medical
and legal issues surrounding lethal injection protocols. Whatever
one’s views on the death penalty, the haphazard litigation over lethal
injection has to be considered a national disgrace. As spotlighted
above, neither proponents nor opponents of the death penalty can be
pleased with the frantic, patchwork, and discrepant lethal injection
litigation playing out in courtrooms nationwide. And this litigation
necessarily requires—and will continue to require—the stressful and
inefficient expenditure of the time and energies of lower courts and
hundreds of lawyers and will continue to be counter-productive to
the sound operation of criminal justice systems.
Notably, in early 2005, members of Congress worked through a
weekend to pass legislation to impact the litigation surrounding the
possible removal of Terri Schiavo’s feeding tube. Though the Schiavo
law did not prevent removal of Terri Schiavo’s feeding tube, the
entire episode revealed that Congress and President Bush believe
that the fate of a single citizen can be a matter of national importance
and that swift legislative intervention may be appropriate when
contentious life-and-death issues are unfolding in the states.
51
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Finding Bickel Gold in a
Hill of BeansIn the life-and-death setting of lethal injection protocols, Congress
could, at the very least, hold hearings to explore the range of medical
issues raised by
The Lancet article and other recent research on executionmethods. Congress could also, of course, weigh in on the merits
by adopting a particular protocol for federal executions or by encouraging
states to adopt a particular new lethal injection protocol.
Though there are pros and cons to all possible congressional interventions,
the essential question is whether Congress should continue
to sit on the sidelines while life-and-death issues unfold in a haphazard
way through litigation in various federal courts.
Legislative inaction in the wake of
Hill is not only disappointing,but also telling. It has become common sport for politicians and
commentators to assail justices and judges for intervening in significant
policy debates that seem more the province for legislative action.
In
Hill, the Court was perhaps attentive to these concerns when itdecided to dodge the most contentious issues presented by the ongoing
lethal injection litigation. Other branches of government must
now demonstrate that they can and will soundly govern in this
controversial area now that the Supreme Court has indicated that,
for the time being, it will stay out of the way. If other branches
don’t step up, not only will the model of constitutional adjudication
suggested by Bickel and Sunstein suffer a blow, but complaints of
judicial activism will ring even more hollow.
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